Eric D. Klein

Eric Klein is a Senior Managing Director with Mentor Securities LLC and
The Mentor Group Inc. As an investment banker, Mr. Klein has worked on
a variety of corporate advisory transactions, including mergers, acquisitions,
capital raises (debt and equity), and RTO's (reverse take-overs).
Many of these transactions involved emerging growth and established middle-market
companies. Primary industries include information technology, manufacturing,
business services and eCommerce. He actively maintains extensive domestic
and international relationships with institutional (Private Equity Groups,
Family Offices, SPAC) and strategic investors.
He has founded, managed, and held senior executive positions in a variety
of companies. These have involved real estate, information technology
services, energy/utilities consulting services, import/export (durable
and non-durable goods), seafood importation from Asia, manufacturing,
distribution, apparel, general merchandise and wholesale liquidations.
Prior to joining the firms, he was a partner with Vantera Partners LLC
a corporate advisory and merchant bank. He also served as a Vice President
at Hunter Wise Securities LLC, and WestPark Capital, Inc both middle-market
investment banks. He was Director of Operations for Alpha Industries,
Inc., a manufacturing/distribution company, and advised Fortune 1000 corporations
such as BCBG Max Azria and TRW.
Education
Business Management & Finance, UCLA Extension
Information Systems Security Certificate, UCLA Extension
Bachelors of Applied Science (Electronics Engineering & Automated
Manufacturing), I.T.T. Institute of Technology
CTECH | Microsoft Corporation
Professional Affiliations / Licenses
FINRA Member, Series 7, 63 & 79 (FINRA S79 waiver)
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