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Eric D. Klein

Eric D. Klein Photo
Eric D. Klein
Senior Managing Director

About

Eric Klein is a Senior Managing Director with Mentor Securities LLC and The Mentor Group Inc. As an investment banker, he has worked on a variety of corporate advisory transactions, including mergers, acquisitions, capital raises (debt and equity), and RTO's (reverse takeovers). These transactions involved emerging growth and established lower middle-market companies in industries such as Technology, Food & Beverage, Manufacturing, Business Services, and eCommerce. He actively maintains extensive domestic and international relationships with institutional (Private Equity Groups, Family Offices, SPAC's, Private Investment Firms) and strategic investors.

He also served as a Vice President at Hunter Wise Securities LLC, and WestPark Capital Inc., both middle-market investment banks that advise companies in a variety of industries. He was Director of Operations for Alpha Industries, Inc., a manufacturer and distribution company.

He has founded, managed, and held senior positions for businesses in a variety of industries, such as energy/utilities consulting services, import/export (durable and non-durable goods), manufacturing, distribution, and wholesale liquidations (including apparel and general merchandise).

He is involved in a variety of charitable organizations, including American Red Cross, Team Rubicon, Los Angeles Make a Wish, Los Angeles Regional Food Bank, and Los Angeles Sova Food Pantry. 

Education

  • UCLA Extension
    • Business Management & Finance
    • Information Systems Security Certificate
  • Bachelors of Applied Science (Electronics Engineering &
    Automated Manufacturing), I.T.T. Institute of Technology
  • CTECH
    • Information Technology

Professional Affiliations / Licenses

  • FINRA Member, Series 7, 63 & 79
    (FINRA S79 waiver)