Eric D. Klein
About
Eric Klein is a Senior Managing Director with Mentor Securities LLC and The Mentor Group Inc. As an investment banker, he has worked on a variety of corporate advisory transactions, including mergers, acquisitions, capital raises (debt and equity), and RTO's (reverse takeovers). These transactions involved emerging growth and established lower middle-market companies in industries such as Technology, Food & Beverage, Manufacturing, Business Services, and eCommerce. He actively maintains extensive domestic and international relationships with institutional (Private Equity Groups, Family Offices, SPAC's, Private Investment Firms) and strategic investors.
He also served as a Vice President at Hunter Wise Securities LLC, and WestPark Capital Inc., both middle-market investment banks that advise companies in a variety of industries. He was Director of Operations for Alpha Industries, Inc., a manufacturer and distribution company.
He has founded, managed, and held senior positions for businesses in a variety of industries, such as energy/utilities consulting services, import/export (durable and non-durable goods), manufacturing, distribution, and wholesale liquidations (including apparel and general merchandise).
He is involved in a variety of charitable organizations, including American Red Cross, Team Rubicon, Los Angeles Make a Wish, Los Angeles Regional Food Bank, and Los Angeles Sova Food Pantry.
Education
- UCLA Extension
- Business Management & Finance
- Information Systems Security Certificate
- Bachelors of Applied Science (Electronics Engineering &
Automated Manufacturing), I.T.T. Institute of Technology - CTECH
- Information Technology
Professional Affiliations / Licenses
- FINRA Member, Series 7, 63 & 79
(FINRA S79 waiver)