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Eric D. Klein

Eric D. Klein Photo
Eric D. Klein
Senior Managing Director

About

Eric Klein is a Senior Managing Director with Mentor Securities LLC and The Mentor Group Inc. As an investment banker, Mr. Klein has worked on a variety of corporate advisory transactions, including mergers, acquisitions, capital raises (debt and equity), and RTO's (reverse takeovers). These transactions involved emerging growth and established lower middle-market companies in industries such as Technology, Software (SaaS). Food & Beverage, Manufacturing, Business Services, and eCommerce. He actively maintains extensive domestic and international relationships with institutional (Private Equity Groups, Family Offices, SPAC's, Private Investment Firms) and strategic investors.

He has founded, managed, and held senior executive positions for businesses in a variety of industries such as, information technology services, energy/utilities consulting services, import/export (durable and non-durable goods), seafood importation from Asia, manufacturing, distribution, and wholesale liquidations (including apparel and general merchandise).

He also served as a Vice President at Hunter Wise Securities LLC, and WestPark Capital, Inc both middle-market investment banks. He was Director of Operations for Alpha Industries, Inc., a manufacturer/distribution company, and advised companies in various industries.

He is involved in a variety of charitable organizations; American Red Cross, Team Rubicon, Make a Wish, The Los Angeles Food Bank, and Los Angeles Solva Food Pantry. 

Education

  • UCLA Extension
    • Business Management & Finance
    • Information Systems Security Certificate
  • Bachelors of Applied Science (Electronics Engineering &
    Automated Manufacturing), I.T.T. Institute of Technology
  • CTECH
    • Information Technology

Professional Affiliations / Licenses

  • FINRA Member, Series 7, 63 & 79
    (FINRA S79 waiver)